document-review
仓库创建 2026年2月25日最近提交 24 天前SkillHot 收录 20 天前
▸ 精选理由
聚焦金融监管合规审查,能显著加速合规文档复核流程。
▸ 风险提示
仅供参考,不构成法律或合规最终意见,应由合规/律师复核。
这个 Skill 做什么
审阅金融文件以核查 FINRA 2210、SEC 等合规性与必须披露要素。
审阅招股书、ADV、营销材料等金融文件,核对是否满足 FINRA 2210、SEC 披露要求和必要的免责声明。用在合规检查、审计准备或对外宣传材料发布前,它会先分类型再对照适用规则,列出缺失项和风险点,帮你把合规问题前置处理。
▸ 展开 SKILL.md 英文原文
Reviews financial documents (prospectuses, ADVs, marketing materials) for FINRA 2210 compliance, required disclosures, and balanced presentation. Use when reviewing financial statements, audit documents, regulatory filings, or when the user mentions compliance checks, financial audits, or document verification.
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帮我安装这个 skill:https://raw.githubusercontent.com/open-gitagent/opengap/main/examples/full/skills/document-review/SKILL.md或 curl 直取 SKILL.md
curl -fsSL "https://raw.githubusercontent.com/open-gitagent/opengap/main/examples/full/skills/document-review/SKILL.md"SKILL.MD 节选查看完整文件 ↗
# Document Review ## Instructions When reviewing a financial document: 1. **Classify the document** — Determine document type (prospectus, ADV, customer agreement, marketing material, etc.) 2. **Identify applicable rules** — Map to FINRA 2210 (communications), SEC disclosure requirements, etc. 3. **Check required elements** — Verify all required disclosures, disclaimers, and content are present 4. **Assess accuracy** — Flag potentially misleading, exaggerated, or promissory statements 5. **Check balance** — Per FINRA 2210, ensure risks and benefits are presented in a balanced manner 6. **Review formatting** — Verify required prominence of disclosures ## Key Checks - [ ] All required discl
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